Compliance Monitoring Officer

Company:  Merje
Location: Salisbury
Closing Date: 26/11/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description

Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis.

As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function.

Role Responsibilities:

  • To undertake second line of defence compliance monitoring for review of the effectiveness of the c...

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